Anthony Vidler’s Histories of the Immediate Present, is, in one way, a narrative of architectural history in the 3rd quarter of the 20th century. He examines the work of four architects: Emil Kaufmann, Colin Rowe, Reyner Banham, and Manfredo Tafuri. However, his purpose is not simply to compare and contrast the views of these historians, but rather to allow the differences between them to illuminate the various changes and distances of architecture as a discipline from 1920 to the “immediate present.” Indeed the title of book reveals that this was not intended as a linear and chronological index, as evidenced by the inclusion of Kaufmann, who seems attached to another generation of thinkers entirely, but rather reveals that history and formalism should not be bound temporally, but can be seen as much as the historical past as the immediate present can, and should be. In other words, by looking at these authors and how they conceived of various origins of modernism, provided a different way of looking at the present time and space of the postwar era. For example, Vidler uses the example of “type,” which stemmed from the need to rethink planning in the 1950s, had its theoretical roots in the 18th century(2).
In a more direct sense, the authors featured have all responded in different ways to the influences of early 20th century modernism. The early critics of modernism (such as Pevsner and Giedion) were open about their definitions and forms of modernism, and spent most of their efforts in tracing the movement back to a particular time and place, such as the Baroque, Arts and Crafts Movement, even the Renaissance. It was somewhat the worst fear of modernist architects, of being canonized, historicized and labeled a “style.”Although these works are partial narratives based in the author’s own personal viewpoint as to where modernism began, the later critics, those referenced in this book, although concerned more with historical accuracy, were still guilty of the same tendencies of the early critics by using them in various starting points for a new conception of modernism.
Another major point is the rise of history in architecture in the postwar period. It became part of an academic canon that was entrenched in discourse according to the standards of “art historical scholarship” (3) and based in a multidisciplinary context. For perhaps the first time in architecture, theory was being disengaged from design at the same time modernism was being historicized. The early critics constructed widely different but coherent narratives of the origin and development of modernism yet they all saw history as a “determining, unfolding force capable of articulating questions of the past, present, and future of architecture, as well as a belief in some form of sociocultural zeitgeist” (6). The students of this first generation of critics continued this tradition of using history and theory as a means of espousing a certain worldview.
For our own purposes of continuing a narrative, we will mostly be dealing with Vidler’s discussion of Reyner Banham and how his view of modernism contributed to own time and space, and to our own. The title of his chapter on Banham is called “Futurist Modernism” and specifically refers to Banham’s obsession with the Futurists of the 1910s and 20s, as well as his notions of scientific functionalism and the technological aesthetic. Indeed, it is this impetus that led him to write Theory and Design in the First Machine Age; he wanted to throw away academic nostalgia and stimulate discussion on the modernist’s technological aspirations that led to the movement in the first place.
His own academic (or anti-academic, we might say) basis was that under his adviser, Nikolaus Pevsner. Vidler chooses to root Banham’s theory of “image” as having its own historical basis in Pevsner’s theory of the picturesque. Pevsner argued that the picturesque had a major influence on the modern movement. It’s aesthetic discipline, “which was not based on the grid, the axis, the module, but rather upon the free grouping of parts, free juxtaposition of different materials, upon an experimental and tentative approach, which is the guiding principle of the modern movement.” (108) Pevsner uses the Bauhaus buildings of Gropius to illustrate the free grouping, mixture of materials, and free planning as evident of the picturesque discipline in the modern movement. Perhaps most important to Banham however, would be the presence of a moving observer as having an important effect in architecture. For Banham, the viewer and the experience, or the “image” was something which is “visually valuable, but not necessarily by the standards of classical aesthetics” (135) We could call this the neopicturesque.
Banham attempted to radically alter the view of functionalism from the early modernist writers by attempting to base it in science. Banham had issue with Pevsner and Giedion’s view of modernist architecture being essentially functionalist. He thought it was a way to “ignore the formal and stylistic differences of the various avant-gardes in order to provide a defining foundation for architecture modernity” (118) By coming up with his own version of functionalism based in scientific pursuits, he called this search for a new way of thinking “un autre architecture.”
As detailed in the previous essay, Banham spends a significant amount of time discussing the Futurists and mentions that modern architects’ vision of a “machine age future had been betrayed by their adherence to the remains of an academic culture” (121) Therefore, it would be better, according to Banham, to illuminate those that fought for the machine age vision, and this was Marinetti, Sant’Elia, and the Futurists. For him, they were the major force and a major influence on the ideology associated with modernism. For Banham, architecture has nothing to do with form and function in his day, but was torn between tradition and technology instead- academics versus the technological vision. The problem for him was that history, when applied to the modern movement, was caught between the selective memory of Giedion and the “total recall” of the new historians. He felt that only by renewing interest in science and technology can jam architecture out of formalism and historicism entirely.
Finally, Vidler spends the remainder of his discussion on Banham discussing his pursuits beyond architecture, specifically his time spent in Los Angeles. His views of scientific functionalism ultimately led to a wide program that incorporated a large number of urban geographical conditions. His obsession with LA came from its history as a newer city that was not bogged down by any historical architecture yet functioned well without it. His anti-academicism allowed him to embrace all forms of human structure “from the free-way to the hotdog stand.” (142) The book and film that emerged from his time in LA was regarded by critics as a light-hearted “drive-by” with journalistic intent was actually, as Vidler claims, “a tightly constructed text, part manifesto, part new urban geography, that, joined together, form an entirely unique kind of “history”” (154). This new history was intended to see a city, a building, or a place ‘as it is.’ Although the viewer may not like or immediately see what they want in a place, new illuminations and caveats might emerge from this approach. Vidler believes that in this way, Banham radically altered how we see architecture history, and his approach is echoed into the present day.
Vidler, however, questions postmodernist theory. While he says that proponents of revisionist looks at modernism claim that it was a failed attempt at functional promises and technological utopias, a rejection of history in favor of abstraction, ideology out of touch with people, with sterile vocabularies. For these revisionists, postmodernism welcomed history back into the fold, functional program was discarded, the language was populist and in touch with people. Vidler disagrees entirely, and argued that if anything, modernists were too respectful of history, evident by their inherent need to break away from history, they understood it as a “fundamental force, an engine of the social world.” (192) In fact, for Vidler, postmodernism may actually be disregarding history, in favor of a historical “myth.” Conflict was absent from postmodern ideals of society and culture. By proclaiming that modernists willingly broke with history is a counterhistorical move in itself because it implies that history had, in a way, come to its completion, or reached its limits. What Vidler proposes here is that the postmodernists were actually part of a posthistory. Posthistory is applied to the “moment when a human creation reached the stage of when there was no possibility of its further development.” (194) Therefore, for Vidler, postmodernism is a special moment in posthistory. This does not mean that past, current, and future studies are not relevant, but rather what is left in the discourse is the continual perfection of understanding history, of continuous self-reflection by challenging and reevaluating the fixed ideas of our own “historical consciousness.”
Tuesday, January 3, 2012
Friday, December 30, 2011
Modernism: Giedion and Banham
Sigfried Giedion and Reyner Banham are two giants in the fields of architecture history, specifically Modernism. Space, Time and Architecture: Growth of a New Tradition was originally written in 1941 but has undergone five revisions, the last in 1977. Theory and Design in the First Machine Age was written in 1960, and has a second edition, released in 1980. Banham studied under both Giedion and Pevsner, and took many of their theories, cut across them, and linked them to his own. Most notably, Banham links Modernism to built structures in which Giedion (and other scholars) would call Functionalist, and instead traces and subjects them to their historical traditions, which are often symbolic, non-Functionalist, and directly evolve and sometimes copy other architectural traditions. Banham believes that by the middle of the 1930s, the word “Functionalism” became used as a comprehensive term for the progressive architecture of the 1920s (properly called the International Style) and its “canon of approved forerunners had been set up by Giedion. “ (320) Banham disapproves of the term, and its respective ideas as a label for this period, because as he says, “it is doubtful that the ideas implicit in Functionalism were ever significantly present in the minds of any influential architects of the period.” (320) He argues that although the architecture of the 1920s is capable of austerity and nobility, it is also heavily loaded with symbolic meanings, often ones that were ignored or thrown away by scholars beginning in the 1930s. For example, the German Pavilion at the Barcelona Exhibition in 1929 by Mies is purely symbolic in intention. Even more so, Le Corbusier’s Villa Savoy, despite being able to break the building down functionally, revolves around an “ideal-terrain” symbolism. Banham argues that by ignoring the inherent symbolism and confluence with other architectural traditions, scholars were failing to acknowledge the architectural world’s exchange of ideas and conflicts between people, movements, and polemics of that particular era. His method, therefore, revolves around a core of main ideas evolving at the time, including the Academic tradition of Rationalism and Elementarism, Futurism, De Stijl, Le Corbusier, and the Bauhaus. In each of these chapters, his deconstruction of particular buildings is circumscribed by a full-blown and deep discussion of the historically artistic roots, conflicts, and developments related to the idea or school of thought. The construction of the building cannot be isolated from its process of thought and creation.
Giedion also departs from explaining architecture history from a panoramic survey but instead chooses several events or buildings to isolate and examine intensely, giving us a ‘close read’ of various points in the architecture timeline. He has an integrated synthesis between the cultural context of modern architecture and urban planning, and develops this through a look at space-time conceptions, most notably the shift from the Renaissance to Modernism. The space-time conception he refers to is the way volumes are placed in space and relate to one another and the way interior space is separated from exterior space or interpenetrates it. He believes the space-time conception of a particular era is a universal attribute. (xxvii ) He identifies three stages of space-time conceptions. The first stage was brought into being by the interplay between volumes (in cultures such as Egypt, Sumer, Greece) while interior space was disregarded. The second stage began in the midst of the Roman Empire, when interior space and with it, the vaulting problem, became the highest aim of architecture (as seen in the Pantheon) and the formation of interior space became synonymous with hollowed-out interior space. This stage continues to the end of the 18th century. The 19th century forms an intermediary link and the third conception begins in the early 20th century, with the optical revolution that abolished the single-form perspective that began during the Renaissance. Free-standing buildings are appreciated as they approach sculpture, there is an occupation with interior space as hollowed-out space, and the vaulting problem has incorporated movement into its equation. Ultimately, each of these periods are dominated by either transitory (non-lasting, fleeting, fad) or constituent (lasting, reproduced, repeating) facts.
Banham’s method, unlike Giedion, uses the specific tradition of Futurism as a departure point for the Modern movement as well as: a sense of architect’s responsibility to the society in which he finds himself (Pugin, Ruskin, Morris, Deutscher Werkbund), a Rationalist (Structuralist) approach to architecture ( Willis, Violet-de-Duc, Choisy, Semper), a tradition of academic instruction (Ecole des Beaux Arts , Guadet) in which many academic ideas came not from scholarly work but from painting. Essentially, he bases Modernism on legitimate movements and happenings in architecture, not in a space-time, crossed section way, but as a compilation of many academic theories. Perhaps the best two comparison that illustrate the authors’ respective methods are on the discussion of Futurism/Cubism/Sant’Elia and on the Bauhaus/Gropius. Both of these movements are considered departure points and innovations for Modernism, but both movements are treated radically different by the authors.
Futurism/Cubism/Sant'Elia
Giedion regards Futurism and Cubism as two interlinked developments that were reflections of a changing space-time conception. He begins with a discussion of the physical sciences in the early 20th century, which he argues changed the notion of time. Previously, time was regarded in such terms of: realistically, as something going on and existing without an observer or subjectively, as something having no existence apart from the observer. Developments in the physical sciences created a new way of regarding time: space and time as a union. Futurism and Cubism, for Giedion, are chock full of inherent constituent facts, and tried to enlarge our optical vision by introducing the new unit of space-time into the language of art. Cubism deals with changes in spatial representation, and futurists deal with researching changes in movement.
For Giedion, the Futurists, such as Marinetti and Boccioni, reacted against the ‘quietness’ in Italy, according to the author they felt ashamed Italy was a considered a refuge for those who sought to escape the realities of the present (industrialization and transportation). Marinetti, in his Manifesto, put forth the importance of speed, and in the Second Technical Manifesto, argues that objects in motion multiply and distort themselves, just as do vibrations, which indeed they are, in passing through space. Therefore, the artistic productions of this movement are based on representation of movement and its correlates: interpenetration and simultaneity. The painter and sculptor Boccioni tried to circumscribe the sense of a new plasticity, which conceived objects in a perpetual state of movement, as they exist in the real world. His sculpture, ‘Bottle Evolving in Space’ reflected this, especially through its use of intersecting spatial planes. This also reveals the fascination with treating an object of daily use with a new artistic invention. This sculpture, Giedion argues, is the best example of Cubist and Futurist works being closely bound together on the basis of the same spatial conception.
While Futurists present movement as subject matter, or show objects and bodies in motion, research into movement, Cubists were more passive and less vocal in their expression. Giedion argues that they were purely men in their research work, not fighters for a country or cause. The Cubists did not try to paint movement in itself or the dynamics of muscles, or the automobile but rather represented their obsession with multiple perspectives through still life and things of daily use.
Giedion briefly touches on the Citta Nuova as it being a project that tried to introduce the futuristic love of movement as an artistic element in the contemporary city. He argues what is more important is that Sant’Elia’s drawings expressed trends that were first implemented in the 1960s when movement in cities came to be recognized as a problem of urban form, creating the need for different levels for pedestrians and vehicles. He also argues that Antonio Sant’Elia demanded elasticity and lightness in his architecture, using concrete and materials made by new chemicals and technological innovations.
Giedion spends far more time discussing Cubism, which he argues was a reaction that argued painters’ means of expression had lost contact with modern life. In Paris, in Cubism, these efforts first attained a visible result. The methods of painting spatial relationships which Cubists developed led up to the form giving principles of the new space conception. He delves into this new space conception with a discussion based in the Renaissance.
From the Renaissance to first decade of the 20th century, perspective had been a constituent fact in painting. Seeing the world through the Renaissance order, in terms of three dimensions, had penetrated and rooted itself deeply in the human mind, for a long time no other form of perception could be imagined. But space in the modern world, is conceived as many-sidedness with infinite potentially for relationships in and around it. Giedion argues that in order to grasp true space, the observer must project himself through it. (An example is viewing the stairways in the Eiffel Tower). In modern physics, space is related to a moving, not fixed, point of reference, so in Cubism, this is reflected. The Cubists did not reproduce the appearance of objects from one vantage point, but often went around them. Since they view objects relatively, they see them at once from all sides, so added to the Renaissance three dimensional painting, another dimension is added- time. Cubists essentially dissect the object; they seek to extend the scale of optical vision. In architecture, new thinkers came out of this new ‘simultaneous’ way of thinking. Interpenetration, hovering, and penetration in architecture of this time are often understood in terms of spatial research, prisms, slabs and surfaces penetrate and dislodging against each other. Also the use of neo-plasticism, used by Mondrian, signifies a 3-dimensional volume reduced to the plane.
Banham finds the direct root of Modern architecture partially in the developments of Futurism, and thus spends a great deal of time discussing the intricacies involved in and around this tradition. Despite attempting to distance himself from Giedion’s notions of space-time conceptions, he does agree that the qualities which made Futurism a turning point in the development of Modern theories of design were indeed, ideological, and concerned more with attitudes of the mind rather than formal or technical models. He does say however, that these attitudes of mind were also often “vehicles in the transmission of formal and technical methods which were not, in the first place, of Futurist invention.” (99) Therefore, although the ideological standpoints are unique in creation of a Futurist school of thought, the methods and models for buildings were often and usually based on preceding models.
The Futurist Manifesto (published February 20th, 1909) written by the poet Marinetti, was not simply, as Giedion relates, a revolution against the ‘quietness’ of Italy but rather reflects a late and intense change in northern Italy that was already reflected much of Europe. Northern Italy was one of the last of the West to shift from princely, yet urbane duchies into subsidiaries of a revived mega city (in this case Rome), as well as transforming into industrial centers. The existing aristocracy and common people found their social foundations, existing since the Renaissance, drastically altered. The radical, almost overnight change to a technological society provoked almost all Futurist ideology. With the advent of technology, not only did it invade the everyday street, with the car, tram, and train, but it also allowed the poet, painter, writer, and sculptor to no longer be a “passive recipient of technological experience, but to experience it himself” (102). Much of the imagery relayed in the Futurist Manifesto was derived from 19th century sources (such as the locomotive, borrowed from Whitman) there were some new elements added, such as the airplane. But Marinetti’s attitude was that of a poet, “adopted for the benefit of other poets” (106) but we do see some connections to architecture. For example, the idea of the City of Tomorrow was already in circulation by 1909, and furthered when the Futurists met and aligned with painters and sculptors in 1910. While these new ideas where in part due to the works of Marinetti, they were also indebted to developments in painting in the School of Paris.
With the Technical Manifesto of April 1910 by Boccioni, the dynamic was emphasized over the static, the deformation and multiplication of visual images were stressed, art based upon conventions and truths became expendable, space being visually just one of these conventions. (107) Early Futurist painting took a lot from the Impressionist School and this link is significant as being part of an anti-academic tradition that Futurists would pass onto Modern Movement theory. In 1911, the Futurists went to Paris and met the Cubists. Banham finds this interesting because it is the same year in which the Cubists formalized fragments of representational painting by “splintering down into a shallow layer of space whose depth is indicated without recourse to academic perspective.” (109) This would come to be a large difference that Banham would emphasize in Cubist versus Futurist art.
For Banham, Cubism was the natural end of a long reformist tradition running back from Cezanne towards Courbet. Its aesthetics were traditional and precisely academic, in no way revolutionary as those of Futurism because Cubism was a revolution in painting, not part of a “profound reorientation towards a changed world.” (110) Because of some resemblance in paintings, there has been a long-held belief that Futurism was derived from Cubism. While there was some influence on both ends, the two were separately evolved traditions, and do not reflect a universal attitude.
Boccioni’s best known sculptural work, Bottle Evolving in Space, derived from a sketch of the same name and type. The importance of the sketch and sculpture depends upon the rotation of the bottle in its own axis, while the viewer observes it from different heights. This resulted in a series of concave/convex forms, a powerful plastic sense of the bodies in rotation (which is an important departure from the flattening tendencies of Cubism at that time), and a unique treatment of a table-top. Picasso and Cezanne ignored the multiplication of table tops due to the changing viewpoint of their various respective objects, but in Boccioni’s bottle, the table is given full recognition. You can see three main table top planes defined are almost parallel to one another, and the boundaries cross and override one another at the corners. Banham argues that we get a spatial experience analogous to Frank Lloyd Wright’s Prairie House.
In 1911, Marinetti published La Futurisme, which had three important outlines to theories of Modern design: opposition to handicraft, un-monumental architecture of democracy, and the power-station as apotheosis of technology. The opposition to handicraft goes back to Marinetti’s disdain for Ruskin’s pastoral imagery, the un-monumental architecture defines three main building types: large, well ventilated low-rental blocks, suburban villas sited for breeze and view, and halls of assembly. Not surprisingly, these were to be dominating architectural themes of Le Corbusier. Finally, the power station deals with a “smart, glittering, business like technological life which will haunt the next generation. “ (130)
After spending two chapters discussing Futurism, Banham relays the works of Antonio Sant’Elia as an artist/architecture within this tradition, specifically his drawings on the Citta Nuova. From 1912-1914, Sant’Elia made a number of imaginative drawings of buildings and town planning ideas which were exhibited in 1914. Alongside his drawings was a new Manifesto, not written by him and unsure as to whom it belonged to, relayed and anticipated the later anti-Functionalist mood of Le Corbusier and Gropius. Sant’Elia’s work generally manifests a rejection of the past, of monumentality and classicism. Banham outlines his three sets of increasing complex drawings in Citta Nuova, beginning with his simple and somewhat abstract exercises in architectonic form, which is sometimes given some functional justification. The shapes are bare and smooth, rectangular or semicircular, and there is an uninterrupted verticality. Although nothing like this was ever built, the monument to War-dead in Como did reflect some of these qualities. The second set of drawings represents single buildings for simple functions. These included all the buildings Marinetti outlined in La Futurisme and later used by Le Corbusier: villas open to the breeze, large apartment houses, great meeting halls, and others like airship hangars, bridges, factories, etc. Emphasis is on the same elements from the first set of sketches: “battered walls, canted buttresses, square podia or basements, and strong semi circular projections as either apses, or in ranks along the side of the building. There is vertical rhetoric in some, unassuming simplicity in others.” (132) The third set of drawings are the most complex, which are the plans for towns and cities. He uses loosely modeled curved masses which are held together by a basic unity of style and vision- he bases his city on a complex network of transportation services, in some drawings seven levels deep, out of a 3d grid rise the buildings, with floors stepped back one behind the other towards the top. Floors are of equal of even increasing depth from back to front, and the overhangs at the back are taken up by a rising curve of a parabolic arch, whose other half support the back of the buildings twin, with rooms for transport serves between them. Elevators are on the facades, and rising vertically, stand clear of upper floors to which they are connected by bridges of ever increasing length as one goes up. Ultimatly, the network of multi-level circulation resembles Boccionio’s “field” concept of space, with bodies connected by geometrical fields of force. (133)
Futurism eventually died with the deaths of Boccioni and Sant’Elia, by the First World War, by later being tied to fascism, but helped make progressive architecture possible. Even after 1918, Sant’Elia’s concept of the multi-level tower city held the imaginations of architects, up and beyond the 1960s, when Giedion argued Sant’Elia mattered most. For Banham, the theory and aesthetics of Modernism came directly from two traditions: Futurism and Academicism. He argues that the perfection of Modernism could only be achieved by shying away from Futurism and coming closer to the academic traditions of either Blanc or Guadet. The perfection of Modernism, usually attributed to the Barcelona Pavilion, could only have been achieved by being more academic; since “Futurism was dedicated to the ‘constant renovation of our architectonic environment’ precludes processes with definite terminations such as a process of perfection must be.” (327)
Expressionism/Gropius/Bauhaus
Perhaps, then, it is important to skip our comparison to the Bauhaus and Gropius. Giedion argues that after World War I, architecture was consumed by the applied arts. Within the industry, a state of widespread uncertainty prevailed, and found its home in the Expressionist movement. It reached its height in Germany in the post-war years. Giedion is explicit in his belief that the Expressionist movement could not perform any service for architecture, and yet wove its way into almost every German artist at the time. In essence, Expressionism is simply part of the progression of development of Functionalism of the Bauhaus. He believed that the Bauhaus emerged despite this infatuation with Expressionism. For him, the surviving ideals of the German Werkbund provided salvation and guidance, and the new school sought to “unite art and industrial life and find a keynote for contemporary architecture” (487). While Giedion concedes that the early works of the Bauhaus had some Expressionist traces, with the leader of the school, Walter Gropius, the Bauhaus was able to escape it.
Giedion argues that Gropius was instinctively aware of the inadequacy of Expressionism and of the need to escape it. In order to do this, he began to recruit staff members from various abstractionist groups including Itten, Klee, Moholy-Nagy, Kandinsky, and Schleemer. The next development to get away from Expressionism was to bring the Bauhaus into contact with more industry, and did so by moving from Weimar to Dessau. It was then that the Bauhaus became well known all over Europe.
Despite its various artists and architects that had an impact upon the school, as far as public opinion went, leaders of the Bauhaus had one artistic doctrine, which was detested by Expressionists, the conventional, and the academic. The school then came under attack by both the Left and Right wing. Giedion argues that in order to understand the Bauhaus, one had to understand the conception behind modern painting of the time. The Ecole Polytechnique was dedicated to fusing science and life and the Bauhaus under Gropius was dedicated to fusing art and industry, art and daily life, with architecture was the intermediary.
The actual construction of the Bauhaus had to meet many different requirements. It would house the Bauhaus, the school of design itself, then the school of the city of Dessau for continuation courses in the trades, and finally, it needed combination studio and dwelling quarters, assembly halls, dining rooms, and teacher’s homes had to be provided. The chief aim by Gropius was to produce a clear separation of each of these functions from the others, and not through isolation but by joining them together into interrelation as a single unit.
The school is enclosed by its famous glass curtains, the studio-dormitory section rises six stories in height, each room has a small balcony which is a concrete slab that juts out into space, and hovers close to the massive wall. This is what gives the building its exciting and singular punch. The dorms connect directly to the School of Design through a one-story wing, which is in turn connected to the Dessau school. For Giedion, two major endeavors of modern architecture are fulfilled with the Bauhaus: the hovering, vertical grouping of planes which satisfies a person’s feelings for a relational space, and there is extensive transparency that permits interior and exterior to been seen simultaneously (going back to Cubism and optic revolution) through a variety of levels and reference points.
Banham does not see the story of the Bauhaus as so cut and dry. For him, while the Bauhaus is now seen as the symbol of Modernity, it has many roots in the past and a tumultuous and ever-changing and evolving history. The Bauhaus was formed in 191 by the fusion two schools: the Academy of Fine Arts in Weimar and by the Kunstgewerbe School founded by Henry van de Welde after he came to Weimar in 1903. From both institutions, Gropius inherited a slew of buildings, a few members, and the ideas associated with the two. Banham argues that while Gropius’s action of fusing two schools was a pioneer gesture, it was not an original idea. This cross-over of disciplines, professors, and ideas had been done many times in the past. However, the actual fusion was indeed new. Gropius recruited mostly painters from his connections with other institutions, in spite that the Bauhaus was to train in for all branches of design, and culminating in architecture. Despite recruiting painters from all Schools and thought, in the public mind, they were all Expressionists, which caused problems and alarm in the first place. Banham argues however, that the Bauhaus was constantly undergoing changes from its inception to its dissolution in 1933, due to changing thought in German architecture, art, and by the German public at large.
From the beginning, Gropius sought to recognize the nature of buildings as composites of architects, painters, and sculptors. This idea is certainly not unique and not very different from others such as Berlage before 1910. But Gropius’ early writing about the Bauhaus strikes as distinctly Expressionist when he says that craftsmanship, learning the crafts, and creating a guild of crafters could be the highest attainment for students at the Bauhaus. For someone who was grounded in the Werkbund, the office of Behrens, and in touch with Futurism, it is astonishing that he makes no reference to machinery, industry, and instead takes the standpoint of inspired craftsmanship. However, this was one of the strengths of Bauhaus because it inspired an un-academic method of “learning by doing”, an innovation in architectural education repeated to the modern day. The other innovation of the Bauhaus was to take each student, rid the person of all preconceived notions of design, and start their education from scratch. This method was considered radical, as the students studied medieval mystics, and Eastern spiritual discipline alongside traditional texts, alarming the citizens of Weimar even further. Later, Gropius saw his view of crafts as a buffer between “sensitive spirits, and the harsh realities of mechanized production”, it was also meant to prepare students for designing mass production. A student begins with the simplest tools and least complicated jobs, and works their way up, keeping in tune with entire process of production from start to finish.
It wasn’t until 1923 that documents outlining the true curriculum and manifesto of the Bauhaus appeared. In this time, the school was undergoing many changes, and also entering its greatest era. Gropius’s manifest gives reader’s a general overview of the history of design from a Werkbund perspective, he illustrates the failure of the academies (passed on from Futurism), the decay of folk art (passed from Ruskin and Morris), the isolation of the creative artist, the famine of industrial designers, and gives, as Banham calls it, “a self-satisfied estimate of Ruskin, Morris, van de Velde, Behrens, and the Werkbund.” (279) Gropius does not distinguish between different types of forms and shapes, but Moholy-Nagy does say in a document that the Bauhaus prefers the Phlebian solids, which this helped create and define the International style. For Gropius in this later stage, he says that the objective of all creative efforts comes from giving form to space through intuition, and even sometimes metaphysical powers. He has a clear insistence on the spiritual, and it is important for Banham to note that the Bauhaus did not have any functionalist phases until Hannes Meyer took over on Gropius’s retirement.
In 1923, the Bauhaus changes from an Expressionism standpoint to one of Elementarism. The Bauhaus did not teach certain subjects which were thought of as essential to the Machine Age architecture, but what they did teach echoed Futurism in its need to create a clear, organic architecture which was not weakly sentimental, overly aesthetic, or decorative. Although Gropius would not agree, after 1924, the products and buildings designed at the Bauhaus had a particular Bauhaus style, that is, “considerable unanimity, repertoire of Phlebian forms, space-grids, glossy synthetic finishes and tweedy natural tones, use of steel and glass and evolution of a basically de Stijl manner of typography.” (283)
As Giedion and Banham both argue, the Bauhaus was receiving criticism from both the Left and Right in Weimar, so nearly all students and teachers supported Gropius’s decision to move the school to Dessau. Their physical move also moved Bauhaus into a position of undisputed leadership. Opened in 1926, the architectural works, including the Bauhaus itself, was informed by “aesthetic determinations which match Gropius’s social and technical convictions” (288). The buildings itself, although have some traditional debts to the Picturesque, Constructivist, and Elementarist traditions, is like nothing else of the period due to its centrifugal organization. Another innovation is the mode of vision in which it should be seen- the aerial view. The 3D quality of planning is notable with the two stories of the school bridged across a road, a radical conception departing from corridor bridges of other buildings at the time. The central bridged section was not forced onto Gropius by landscape however, the decision to arrange the circulation and the buildings in a particular way was an almost abstract decision made on a symbolic “Ideal Terrain”. The road that divides the site also divides the buildings into two halves despite the bridge. On one side is the Bauhaus and the on the other side is the Fachschule of the city of Dessau, each with a separate entrance, suggesting an “arrogant barrier of snobbery between artist and craftsman.” (288) According to Banham, the Bauhaus is a masterpiece of New architecture, it exceeds in subtlety and originality.
Giedion also departs from explaining architecture history from a panoramic survey but instead chooses several events or buildings to isolate and examine intensely, giving us a ‘close read’ of various points in the architecture timeline. He has an integrated synthesis between the cultural context of modern architecture and urban planning, and develops this through a look at space-time conceptions, most notably the shift from the Renaissance to Modernism. The space-time conception he refers to is the way volumes are placed in space and relate to one another and the way interior space is separated from exterior space or interpenetrates it. He believes the space-time conception of a particular era is a universal attribute. (xxvii ) He identifies three stages of space-time conceptions. The first stage was brought into being by the interplay between volumes (in cultures such as Egypt, Sumer, Greece) while interior space was disregarded. The second stage began in the midst of the Roman Empire, when interior space and with it, the vaulting problem, became the highest aim of architecture (as seen in the Pantheon) and the formation of interior space became synonymous with hollowed-out interior space. This stage continues to the end of the 18th century. The 19th century forms an intermediary link and the third conception begins in the early 20th century, with the optical revolution that abolished the single-form perspective that began during the Renaissance. Free-standing buildings are appreciated as they approach sculpture, there is an occupation with interior space as hollowed-out space, and the vaulting problem has incorporated movement into its equation. Ultimately, each of these periods are dominated by either transitory (non-lasting, fleeting, fad) or constituent (lasting, reproduced, repeating) facts.
Banham’s method, unlike Giedion, uses the specific tradition of Futurism as a departure point for the Modern movement as well as: a sense of architect’s responsibility to the society in which he finds himself (Pugin, Ruskin, Morris, Deutscher Werkbund), a Rationalist (Structuralist) approach to architecture ( Willis, Violet-de-Duc, Choisy, Semper), a tradition of academic instruction (Ecole des Beaux Arts , Guadet) in which many academic ideas came not from scholarly work but from painting. Essentially, he bases Modernism on legitimate movements and happenings in architecture, not in a space-time, crossed section way, but as a compilation of many academic theories. Perhaps the best two comparison that illustrate the authors’ respective methods are on the discussion of Futurism/Cubism/Sant’Elia and on the Bauhaus/Gropius. Both of these movements are considered departure points and innovations for Modernism, but both movements are treated radically different by the authors.
Futurism/Cubism/Sant'Elia
Giedion regards Futurism and Cubism as two interlinked developments that were reflections of a changing space-time conception. He begins with a discussion of the physical sciences in the early 20th century, which he argues changed the notion of time. Previously, time was regarded in such terms of: realistically, as something going on and existing without an observer or subjectively, as something having no existence apart from the observer. Developments in the physical sciences created a new way of regarding time: space and time as a union. Futurism and Cubism, for Giedion, are chock full of inherent constituent facts, and tried to enlarge our optical vision by introducing the new unit of space-time into the language of art. Cubism deals with changes in spatial representation, and futurists deal with researching changes in movement.
For Giedion, the Futurists, such as Marinetti and Boccioni, reacted against the ‘quietness’ in Italy, according to the author they felt ashamed Italy was a considered a refuge for those who sought to escape the realities of the present (industrialization and transportation). Marinetti, in his Manifesto, put forth the importance of speed, and in the Second Technical Manifesto, argues that objects in motion multiply and distort themselves, just as do vibrations, which indeed they are, in passing through space. Therefore, the artistic productions of this movement are based on representation of movement and its correlates: interpenetration and simultaneity. The painter and sculptor Boccioni tried to circumscribe the sense of a new plasticity, which conceived objects in a perpetual state of movement, as they exist in the real world. His sculpture, ‘Bottle Evolving in Space’ reflected this, especially through its use of intersecting spatial planes. This also reveals the fascination with treating an object of daily use with a new artistic invention. This sculpture, Giedion argues, is the best example of Cubist and Futurist works being closely bound together on the basis of the same spatial conception.
While Futurists present movement as subject matter, or show objects and bodies in motion, research into movement, Cubists were more passive and less vocal in their expression. Giedion argues that they were purely men in their research work, not fighters for a country or cause. The Cubists did not try to paint movement in itself or the dynamics of muscles, or the automobile but rather represented their obsession with multiple perspectives through still life and things of daily use.
Giedion briefly touches on the Citta Nuova as it being a project that tried to introduce the futuristic love of movement as an artistic element in the contemporary city. He argues what is more important is that Sant’Elia’s drawings expressed trends that were first implemented in the 1960s when movement in cities came to be recognized as a problem of urban form, creating the need for different levels for pedestrians and vehicles. He also argues that Antonio Sant’Elia demanded elasticity and lightness in his architecture, using concrete and materials made by new chemicals and technological innovations.
Giedion spends far more time discussing Cubism, which he argues was a reaction that argued painters’ means of expression had lost contact with modern life. In Paris, in Cubism, these efforts first attained a visible result. The methods of painting spatial relationships which Cubists developed led up to the form giving principles of the new space conception. He delves into this new space conception with a discussion based in the Renaissance.
From the Renaissance to first decade of the 20th century, perspective had been a constituent fact in painting. Seeing the world through the Renaissance order, in terms of three dimensions, had penetrated and rooted itself deeply in the human mind, for a long time no other form of perception could be imagined. But space in the modern world, is conceived as many-sidedness with infinite potentially for relationships in and around it. Giedion argues that in order to grasp true space, the observer must project himself through it. (An example is viewing the stairways in the Eiffel Tower). In modern physics, space is related to a moving, not fixed, point of reference, so in Cubism, this is reflected. The Cubists did not reproduce the appearance of objects from one vantage point, but often went around them. Since they view objects relatively, they see them at once from all sides, so added to the Renaissance three dimensional painting, another dimension is added- time. Cubists essentially dissect the object; they seek to extend the scale of optical vision. In architecture, new thinkers came out of this new ‘simultaneous’ way of thinking. Interpenetration, hovering, and penetration in architecture of this time are often understood in terms of spatial research, prisms, slabs and surfaces penetrate and dislodging against each other. Also the use of neo-plasticism, used by Mondrian, signifies a 3-dimensional volume reduced to the plane.
Banham finds the direct root of Modern architecture partially in the developments of Futurism, and thus spends a great deal of time discussing the intricacies involved in and around this tradition. Despite attempting to distance himself from Giedion’s notions of space-time conceptions, he does agree that the qualities which made Futurism a turning point in the development of Modern theories of design were indeed, ideological, and concerned more with attitudes of the mind rather than formal or technical models. He does say however, that these attitudes of mind were also often “vehicles in the transmission of formal and technical methods which were not, in the first place, of Futurist invention.” (99) Therefore, although the ideological standpoints are unique in creation of a Futurist school of thought, the methods and models for buildings were often and usually based on preceding models.
The Futurist Manifesto (published February 20th, 1909) written by the poet Marinetti, was not simply, as Giedion relates, a revolution against the ‘quietness’ of Italy but rather reflects a late and intense change in northern Italy that was already reflected much of Europe. Northern Italy was one of the last of the West to shift from princely, yet urbane duchies into subsidiaries of a revived mega city (in this case Rome), as well as transforming into industrial centers. The existing aristocracy and common people found their social foundations, existing since the Renaissance, drastically altered. The radical, almost overnight change to a technological society provoked almost all Futurist ideology. With the advent of technology, not only did it invade the everyday street, with the car, tram, and train, but it also allowed the poet, painter, writer, and sculptor to no longer be a “passive recipient of technological experience, but to experience it himself” (102). Much of the imagery relayed in the Futurist Manifesto was derived from 19th century sources (such as the locomotive, borrowed from Whitman) there were some new elements added, such as the airplane. But Marinetti’s attitude was that of a poet, “adopted for the benefit of other poets” (106) but we do see some connections to architecture. For example, the idea of the City of Tomorrow was already in circulation by 1909, and furthered when the Futurists met and aligned with painters and sculptors in 1910. While these new ideas where in part due to the works of Marinetti, they were also indebted to developments in painting in the School of Paris.
With the Technical Manifesto of April 1910 by Boccioni, the dynamic was emphasized over the static, the deformation and multiplication of visual images were stressed, art based upon conventions and truths became expendable, space being visually just one of these conventions. (107) Early Futurist painting took a lot from the Impressionist School and this link is significant as being part of an anti-academic tradition that Futurists would pass onto Modern Movement theory. In 1911, the Futurists went to Paris and met the Cubists. Banham finds this interesting because it is the same year in which the Cubists formalized fragments of representational painting by “splintering down into a shallow layer of space whose depth is indicated without recourse to academic perspective.” (109) This would come to be a large difference that Banham would emphasize in Cubist versus Futurist art.
For Banham, Cubism was the natural end of a long reformist tradition running back from Cezanne towards Courbet. Its aesthetics were traditional and precisely academic, in no way revolutionary as those of Futurism because Cubism was a revolution in painting, not part of a “profound reorientation towards a changed world.” (110) Because of some resemblance in paintings, there has been a long-held belief that Futurism was derived from Cubism. While there was some influence on both ends, the two were separately evolved traditions, and do not reflect a universal attitude.
Boccioni’s best known sculptural work, Bottle Evolving in Space, derived from a sketch of the same name and type. The importance of the sketch and sculpture depends upon the rotation of the bottle in its own axis, while the viewer observes it from different heights. This resulted in a series of concave/convex forms, a powerful plastic sense of the bodies in rotation (which is an important departure from the flattening tendencies of Cubism at that time), and a unique treatment of a table-top. Picasso and Cezanne ignored the multiplication of table tops due to the changing viewpoint of their various respective objects, but in Boccioni’s bottle, the table is given full recognition. You can see three main table top planes defined are almost parallel to one another, and the boundaries cross and override one another at the corners. Banham argues that we get a spatial experience analogous to Frank Lloyd Wright’s Prairie House.
In 1911, Marinetti published La Futurisme, which had three important outlines to theories of Modern design: opposition to handicraft, un-monumental architecture of democracy, and the power-station as apotheosis of technology. The opposition to handicraft goes back to Marinetti’s disdain for Ruskin’s pastoral imagery, the un-monumental architecture defines three main building types: large, well ventilated low-rental blocks, suburban villas sited for breeze and view, and halls of assembly. Not surprisingly, these were to be dominating architectural themes of Le Corbusier. Finally, the power station deals with a “smart, glittering, business like technological life which will haunt the next generation. “ (130)
After spending two chapters discussing Futurism, Banham relays the works of Antonio Sant’Elia as an artist/architecture within this tradition, specifically his drawings on the Citta Nuova. From 1912-1914, Sant’Elia made a number of imaginative drawings of buildings and town planning ideas which were exhibited in 1914. Alongside his drawings was a new Manifesto, not written by him and unsure as to whom it belonged to, relayed and anticipated the later anti-Functionalist mood of Le Corbusier and Gropius. Sant’Elia’s work generally manifests a rejection of the past, of monumentality and classicism. Banham outlines his three sets of increasing complex drawings in Citta Nuova, beginning with his simple and somewhat abstract exercises in architectonic form, which is sometimes given some functional justification. The shapes are bare and smooth, rectangular or semicircular, and there is an uninterrupted verticality. Although nothing like this was ever built, the monument to War-dead in Como did reflect some of these qualities. The second set of drawings represents single buildings for simple functions. These included all the buildings Marinetti outlined in La Futurisme and later used by Le Corbusier: villas open to the breeze, large apartment houses, great meeting halls, and others like airship hangars, bridges, factories, etc. Emphasis is on the same elements from the first set of sketches: “battered walls, canted buttresses, square podia or basements, and strong semi circular projections as either apses, or in ranks along the side of the building. There is vertical rhetoric in some, unassuming simplicity in others.” (132) The third set of drawings are the most complex, which are the plans for towns and cities. He uses loosely modeled curved masses which are held together by a basic unity of style and vision- he bases his city on a complex network of transportation services, in some drawings seven levels deep, out of a 3d grid rise the buildings, with floors stepped back one behind the other towards the top. Floors are of equal of even increasing depth from back to front, and the overhangs at the back are taken up by a rising curve of a parabolic arch, whose other half support the back of the buildings twin, with rooms for transport serves between them. Elevators are on the facades, and rising vertically, stand clear of upper floors to which they are connected by bridges of ever increasing length as one goes up. Ultimatly, the network of multi-level circulation resembles Boccionio’s “field” concept of space, with bodies connected by geometrical fields of force. (133)
Futurism eventually died with the deaths of Boccioni and Sant’Elia, by the First World War, by later being tied to fascism, but helped make progressive architecture possible. Even after 1918, Sant’Elia’s concept of the multi-level tower city held the imaginations of architects, up and beyond the 1960s, when Giedion argued Sant’Elia mattered most. For Banham, the theory and aesthetics of Modernism came directly from two traditions: Futurism and Academicism. He argues that the perfection of Modernism could only be achieved by shying away from Futurism and coming closer to the academic traditions of either Blanc or Guadet. The perfection of Modernism, usually attributed to the Barcelona Pavilion, could only have been achieved by being more academic; since “Futurism was dedicated to the ‘constant renovation of our architectonic environment’ precludes processes with definite terminations such as a process of perfection must be.” (327)
Expressionism/Gropius/Bauhaus
Perhaps, then, it is important to skip our comparison to the Bauhaus and Gropius. Giedion argues that after World War I, architecture was consumed by the applied arts. Within the industry, a state of widespread uncertainty prevailed, and found its home in the Expressionist movement. It reached its height in Germany in the post-war years. Giedion is explicit in his belief that the Expressionist movement could not perform any service for architecture, and yet wove its way into almost every German artist at the time. In essence, Expressionism is simply part of the progression of development of Functionalism of the Bauhaus. He believed that the Bauhaus emerged despite this infatuation with Expressionism. For him, the surviving ideals of the German Werkbund provided salvation and guidance, and the new school sought to “unite art and industrial life and find a keynote for contemporary architecture” (487). While Giedion concedes that the early works of the Bauhaus had some Expressionist traces, with the leader of the school, Walter Gropius, the Bauhaus was able to escape it.
Giedion argues that Gropius was instinctively aware of the inadequacy of Expressionism and of the need to escape it. In order to do this, he began to recruit staff members from various abstractionist groups including Itten, Klee, Moholy-Nagy, Kandinsky, and Schleemer. The next development to get away from Expressionism was to bring the Bauhaus into contact with more industry, and did so by moving from Weimar to Dessau. It was then that the Bauhaus became well known all over Europe.
Despite its various artists and architects that had an impact upon the school, as far as public opinion went, leaders of the Bauhaus had one artistic doctrine, which was detested by Expressionists, the conventional, and the academic. The school then came under attack by both the Left and Right wing. Giedion argues that in order to understand the Bauhaus, one had to understand the conception behind modern painting of the time. The Ecole Polytechnique was dedicated to fusing science and life and the Bauhaus under Gropius was dedicated to fusing art and industry, art and daily life, with architecture was the intermediary.
The actual construction of the Bauhaus had to meet many different requirements. It would house the Bauhaus, the school of design itself, then the school of the city of Dessau for continuation courses in the trades, and finally, it needed combination studio and dwelling quarters, assembly halls, dining rooms, and teacher’s homes had to be provided. The chief aim by Gropius was to produce a clear separation of each of these functions from the others, and not through isolation but by joining them together into interrelation as a single unit.
The school is enclosed by its famous glass curtains, the studio-dormitory section rises six stories in height, each room has a small balcony which is a concrete slab that juts out into space, and hovers close to the massive wall. This is what gives the building its exciting and singular punch. The dorms connect directly to the School of Design through a one-story wing, which is in turn connected to the Dessau school. For Giedion, two major endeavors of modern architecture are fulfilled with the Bauhaus: the hovering, vertical grouping of planes which satisfies a person’s feelings for a relational space, and there is extensive transparency that permits interior and exterior to been seen simultaneously (going back to Cubism and optic revolution) through a variety of levels and reference points.
Banham does not see the story of the Bauhaus as so cut and dry. For him, while the Bauhaus is now seen as the symbol of Modernity, it has many roots in the past and a tumultuous and ever-changing and evolving history. The Bauhaus was formed in 191 by the fusion two schools: the Academy of Fine Arts in Weimar and by the Kunstgewerbe School founded by Henry van de Welde after he came to Weimar in 1903. From both institutions, Gropius inherited a slew of buildings, a few members, and the ideas associated with the two. Banham argues that while Gropius’s action of fusing two schools was a pioneer gesture, it was not an original idea. This cross-over of disciplines, professors, and ideas had been done many times in the past. However, the actual fusion was indeed new. Gropius recruited mostly painters from his connections with other institutions, in spite that the Bauhaus was to train in for all branches of design, and culminating in architecture. Despite recruiting painters from all Schools and thought, in the public mind, they were all Expressionists, which caused problems and alarm in the first place. Banham argues however, that the Bauhaus was constantly undergoing changes from its inception to its dissolution in 1933, due to changing thought in German architecture, art, and by the German public at large.
From the beginning, Gropius sought to recognize the nature of buildings as composites of architects, painters, and sculptors. This idea is certainly not unique and not very different from others such as Berlage before 1910. But Gropius’ early writing about the Bauhaus strikes as distinctly Expressionist when he says that craftsmanship, learning the crafts, and creating a guild of crafters could be the highest attainment for students at the Bauhaus. For someone who was grounded in the Werkbund, the office of Behrens, and in touch with Futurism, it is astonishing that he makes no reference to machinery, industry, and instead takes the standpoint of inspired craftsmanship. However, this was one of the strengths of Bauhaus because it inspired an un-academic method of “learning by doing”, an innovation in architectural education repeated to the modern day. The other innovation of the Bauhaus was to take each student, rid the person of all preconceived notions of design, and start their education from scratch. This method was considered radical, as the students studied medieval mystics, and Eastern spiritual discipline alongside traditional texts, alarming the citizens of Weimar even further. Later, Gropius saw his view of crafts as a buffer between “sensitive spirits, and the harsh realities of mechanized production”, it was also meant to prepare students for designing mass production. A student begins with the simplest tools and least complicated jobs, and works their way up, keeping in tune with entire process of production from start to finish.
It wasn’t until 1923 that documents outlining the true curriculum and manifesto of the Bauhaus appeared. In this time, the school was undergoing many changes, and also entering its greatest era. Gropius’s manifest gives reader’s a general overview of the history of design from a Werkbund perspective, he illustrates the failure of the academies (passed on from Futurism), the decay of folk art (passed from Ruskin and Morris), the isolation of the creative artist, the famine of industrial designers, and gives, as Banham calls it, “a self-satisfied estimate of Ruskin, Morris, van de Velde, Behrens, and the Werkbund.” (279) Gropius does not distinguish between different types of forms and shapes, but Moholy-Nagy does say in a document that the Bauhaus prefers the Phlebian solids, which this helped create and define the International style. For Gropius in this later stage, he says that the objective of all creative efforts comes from giving form to space through intuition, and even sometimes metaphysical powers. He has a clear insistence on the spiritual, and it is important for Banham to note that the Bauhaus did not have any functionalist phases until Hannes Meyer took over on Gropius’s retirement.
In 1923, the Bauhaus changes from an Expressionism standpoint to one of Elementarism. The Bauhaus did not teach certain subjects which were thought of as essential to the Machine Age architecture, but what they did teach echoed Futurism in its need to create a clear, organic architecture which was not weakly sentimental, overly aesthetic, or decorative. Although Gropius would not agree, after 1924, the products and buildings designed at the Bauhaus had a particular Bauhaus style, that is, “considerable unanimity, repertoire of Phlebian forms, space-grids, glossy synthetic finishes and tweedy natural tones, use of steel and glass and evolution of a basically de Stijl manner of typography.” (283)
As Giedion and Banham both argue, the Bauhaus was receiving criticism from both the Left and Right in Weimar, so nearly all students and teachers supported Gropius’s decision to move the school to Dessau. Their physical move also moved Bauhaus into a position of undisputed leadership. Opened in 1926, the architectural works, including the Bauhaus itself, was informed by “aesthetic determinations which match Gropius’s social and technical convictions” (288). The buildings itself, although have some traditional debts to the Picturesque, Constructivist, and Elementarist traditions, is like nothing else of the period due to its centrifugal organization. Another innovation is the mode of vision in which it should be seen- the aerial view. The 3D quality of planning is notable with the two stories of the school bridged across a road, a radical conception departing from corridor bridges of other buildings at the time. The central bridged section was not forced onto Gropius by landscape however, the decision to arrange the circulation and the buildings in a particular way was an almost abstract decision made on a symbolic “Ideal Terrain”. The road that divides the site also divides the buildings into two halves despite the bridge. On one side is the Bauhaus and the on the other side is the Fachschule of the city of Dessau, each with a separate entrance, suggesting an “arrogant barrier of snobbery between artist and craftsman.” (288) According to Banham, the Bauhaus is a masterpiece of New architecture, it exceeds in subtlety and originality.
Wednesday, October 26, 2011
Church Architecure of the Renaissance: Comparative Views by Pevsner, Fletcher, and Risebero
Church Architecture of the Renaissance
Nikolaus Pevsner, in an Outline of European Architecture, argues that the Renaissance was created for the merchants of Florence, bankers to the powerful Kings of Europe, the latter who embarked on Gothic building programs. Why the Renaissance emerged in Florence first, Pevsner attributes to a, “particular social situation coincided with a particular nature of country and people, and a particular historical tradition.” (174) Specifically, Pevsner argues that the location of Florence allowed a trading republic to flourish and the historical traditions of Etruscan art to hold an artistic legacy. The result of such prosperity was worldly, humanistic ideas rather than transcendental ones. These ideas, and the fact that Florentines were, “clear, keen, and proud” (175) allowed this particular culture to rediscover and adopt Roman Antiquity.
Bannister Fletcher, in A History of Architecture, focuses on the advances in technology and political situation as having a clearer effect on Florence being the genius loci of the Renaissance. He argues that three major advances- gunpowder, the mariner’s compass, and especially the printing press, propelled large shifts forward in Europe.The invention of printing led to the spread of knowledge and freedom of thought all over Europe. However, different places experienced different results. In Germany, this led to the Reformation and in Italy, this led to the Renaissance. This new freedom of thought and flow of information also compelled writers like Dante and Petrarch to rediscover classical texts. Their efforts were combined with a dire political situation: the fall of Constantinople in 1453. The fall of such a cosmopolitan and worldly city brought an influx of Greek scholars into Italy, and thus the knowledge that had been lost in Western Europe during the Middle Ages was rediscovered in Italy during this time. Most importantly for architecture, was the rediscovered work of Vitruvius, specifically De Architectura. Fletcher believed it was easy for the Florentines to find an immediate affinity with Classicism because the remnants of the ancient Roman Empire were literally all around them in ancestry, buildings, roads, and other structures. Without Gothic architecture or feudalism taking hold in Italy, the spirit of municipal enterprise emerged instead. Fletcher attributes the lack of Gothic building in Italy with a church-wide impetus to instead build during the Renaissance.
While both Pevsner and Fletcher entitled their respective chapters “Renaissance”, Bill Risebero, in The Story of Western Architecture, titled his chapter on the Renaissance “The Growth of Capitalism”. This is a clear indication of the driving force of this era, according to Risebero, and also a framework to interpret how such events unfolded. In countries like Germany, France, and Spain, the weakening of the Catholic Church ( due to many factors including the Great Schism of 1378) led royal or bourgeois patronage to become increasingly common in the church building process. Without power and money, the Catholic Church relied on the rich and powerful regional lords to contribute money for both structures, as well as influence. Rich lords and barons simultaneously built their own fortified castles alongside great cathedrals. Within their domains, these lords were producing massive amounts of raw materials to ship in and outside of Europe. It was Italy, the gateway between west and east, that pioneered modern commerce in this period. Italy gave loans, credit, and financial backing to northern Europe, while northern Europe supplied Italy with the raw materials needed to trade in the east. It seems logical to assume that incredible wealth was circulating. Indeed it was, but for a very small percentage. The gap was growing between rich and poor all over Europe. The Black Death, beginning in 1348, killed between 25-33% of the population in affected areas. Economically in the short term this devastated Europe. There was no one to work the fields, gather harvests, or engage in trade. However, the long-term effects were positive. Now stuck in an uncertain world, humanism grew in the arts, and defiance of accepted religious tenets grew amongst the educated and wealthy. Workers, now seeing labor at a premium, demanded more rights and better conditions. Like Fletcher, Risebero argues three developments propelled the Renaissance in Italy: the printing press, the rediscovery of an Imperial Roman past, and the rise of the new merchant aristocracy. With a weakened church and a thriving economy, this new class of people seized absolute power all over Italy. Each prince wanted to make their city the greatest and most powerful, so they provided patronage to artists of all kinds to improve their respective regions and bring prestige to the family and the city. In architecture, this was poignantly evident, and both great church and secular building developed.
Role of the Architect:
Pevsner argues that when Florence appointed Giotto, a famous painter, as the new master-mason to the cathedral and city, this marked the beginning of a new period in the professional history of architecture. The vastly wealthy and powerful Medici wanted their city's master-mason, the man in charge of all building, to be someone renowned, and Giotto was indeed famous- as a painter, not an architect. Great architects of this time were not typically architects by training; they were usually given positions outside of their craft simply because they were great artists. Cosimo Medici first called a painter, in recognition of his genius, divine. It would be Da Vinci who argued that painting and architecture should no longer be thought of as trade-arts, but rather as liberal arts. He demanded a new attitude from the patron, as well as a new attitude from artists concerning their own work. Leonardo believed artists should approach their craft from an academic manner. This academic spirit included the study of antiquities and rediscovery of the Roman Imperial past for artists in such fields of painting, sculpting, and masonry. Indeed, this academic approach not only encouraged study of the past, but also improvement of the present. With the discovery of the laws of perspective in 1425, painters and architects also sought to find rational proportions for their works and buildings. For the first time, we see an enthusiasm for space in the West, unknown or unseen in Antiquity.
Fletcher agrees that most architects were not ones by profession. Lacking the master-masons and designers that northern Europe had during the Middle Ages, Italy instead had skillful painters, sculptors, jewelers, and metal-workers such as goldsmiths and silver workers. Not only did these artisans consult architects on buildings, some of them would become architects themselves. Fletcher attributes this class of artisans to the people of Florence having “good taste.” This taste led to structures perceived and executed as works of art instead of simply the culmination of form and structural needs. He also argued that because of the wide use of artisans, the Renaissance became the “age of accessories.” Things like gold, iron, silver, tombs, monuments, altars, and fountains were highly regarded, built often, and considered special, individual stylistic features of the architect. Less concerned with the approach of architecture as an academic discipline, Fletcher argues that since most architects were trained in other areas, architects of the Renaissance were attracted by the external, sculptural quality of ancient Roman art; they saw the form as a simple vessel for the decoration. Construction, therefore, mostly followed the existing traditions of the Middle Ages, which did not separate the structure from the decoration. Their ignorance of Roman methods, such as forming the main walling of concrete and casing it with marble, stone, or brick was not followed. Instead, architects saw the building as a “picture with pleasing combinations of lines and masses than as a structure of utility.”
Risebero sees the profession of the architect through an economic lens, and the development between northern and southern Europe as far less admired by the ruling classes than our other authors posit. He argues that the medieval architect, no matter how gifted in his abilities, was prized as an asset to the wealthy, but still despised as a manual laborer. In 15th century Florence, the architect was not even really considered a profession in itself. An architect then had no choice but to approach it from one of the more recognized crafts: jewelry, silver-smithing, painting, sculpture, masonry, or carpentry. These positions were no longer inherited, as craft passed from generation to generation in the past, but rather had to be attained. Many artists fought viciously for their status: some refused to do any manual work whatsoever (instead they dedicated themselves to philosophy and natural science, more acceptable socially), while others married into nobility. With a higher status for the architect, came greater freedom of expression. In northern Europe, the architect lost something in this development. In the static, feudal society, the relationship between designer and user was better defined and closer. With the growth of capitalism, relationships became more complicated and more alienated. But in Florence, this alienation was not yet quite complete in the 15th century, architects in Florence enjoyed great independence, high status, and patronage from the merchant prince. What ensued was, “a great outburst of architectural achievement.” (121)
Renaissance Architecture versus Gothic:
In Renaissance architecture, the position of every detail of the building is determined, no shifting is possible, argues Pevsner. As a result, the viewer feels the contrast of Renaissance and Gothic sharply and distinctly. Buildings of the Renaissance are static, an aesthetic whole consisting of self-sufficient parts. In the Gothic tradition, an awareness of escalation is predominant everywhere. For example, the height of piers is not ruled by the width of bays or the depth of the capital in Gothic architecture- motif follows motif. “The beginning and the end are not fixed in time or space but are influenced by piety of generation after generation.” Like Renaissance architecture, the Romanesque is also static, it has clearly defined spatial units, walls are important in both the Renaissance and the Romanesque, but the Romanesque wall is inert as the architect seeks to express might and mass to the smallest detail possible. furthermore, sculptors did not rediscover the beauty of the human body in the Romanesque. In Renaissance architecture, the walls are active and dynamic, influenced by decorative elements which in their sizes and arrangement follow human reasoning. Arcades are lighter and more open, graceful columns seem animate, and the Renaissance keeps a human scale, it is never overwhelmed by size, evident in the sketch of the “Vitruvian Man” by Leonardo Da Vinci. However, Fletcher disagrees with Pevsner's concept of human scale in the Renaissance. Fletcher argues that the human figure is “abandoned as a scale, the statuary being often much larger than life-size” while the Gothic adheres to the human figure scale, “thus helping in giving relative value to parts.” (444) He gives us visual examples of the statuary of St. Peters in Rome. While Risebero is silent on that particular issue, his book explores class-based relationships, so would perhaps argue that the early Renaissance architect, less regarded as the divine artist as Cosimo Medici proclaimed, was more conscious of the relationship between user and design. In the High Renaissance and later however, with large church commissions such as St. Peters, the human scale is abandoned in order to bring godly scale to the structure. In what is called Mannerist architecture, proportions and scale are intentionally distorted and playful, but could only be done so by a group of architects with the utmost understanding of the basic rules of Classical and Renaissance architecture, including, notions of human scale.
All three authors agree that the classic orders were used largely in facades and courtyards, and general attempted conformity to the ideas of ancient Roman architecture. Fletcher argues that this departs from the Gothic, where columns and orders were purely structural. He also adds that color was achieved in the Renaissance not through stained glass, but rather through opaque decorations: frescoes and mosaics.
Filippo Brunelleschi (1377-1446)
Lower Left: Sketch of Brunelleschi from (http://www.en.structure.de)
Lower Right: Presumed depiction in Resurrection of the Son of Theophilus, Masaccio (www.wikipedia.com)
All three authors mention Brunelleschi as Florence-born and trained as a goldsmith (although Risebero also claims him as a sculptor by trade). Risebero spends the most time detailing Brunelleschi’s rise to fame. He began his rise to stardom in 1401 by winning a competition entry for the bronze doors of the Florentine Baptistery. Both Fletcher and Risebero outline his subsequent interest in architecture, including his trip to Rome to study and sketch the monumental buildings, especially the features and construction of the Pantheon. This would have a considerable effect on his architecture. In 1418, Brunelleschi won a competition to complete the cathedral Santa Maria del Fiore. He wanted to construct a dome over the crossing without using formwork, but a Florentine Board of Works was skeptical. To prove it could be done, Brunelleschi tried it out on a smaller scale at the church San Jacopo Oltrarno. Fletcher argues that Brunelleschi’s main objective in his career was to complete the unfinished dome over the Cathedral of Florence, but Risebero sees that as a very small feat for the architect. Ignoring earlier accomplishments, Pevsner’s story of Brunelleschi begins with the him being “chosen” to complete the cathedral of Florence by adding the dome over the crossing. Pevsner adds that the construction and shape of the dome is distinctly Gothic in character, while both Risebero and Fletcher focus on the Roman traditions within the dome. All three entertain the theory that Brunelleschi was the first to apply the laws of perspective to architecture, and they all certainly agree that he is the first one to use it prominently in building.
Santo Spirito, Florence Italy, Brunelleschi, 1428-1446
Image: Bannister Fletcher's sketch of Santo Spirito: detail of entablature, plan, and longitudal section. (p. 453)
Fletcher places San Spirito in context with other churches of the time, specifically with S. Lorenzo in Florence, built in 1425. Both are examples of churches on the basilican plan, with S. Spirito having aisles formed around the transepts and choir, a flat wooden ceiling to the nave, and a flat roof. Pevsner agrees but makes a clear connection to the Romanesque influences apparent in these features. Fletcher argues S. Spirito is probably the earliest instance where isolated fragments of entablature are placed on each column with the arches springing from these, but Pevsner sees a clear Roman connection in the bases and capitals of Corinthian columns and the entablature.
Image: Nickolaus Pevsner: photograph of the nave and altar of Santo Spirito (p. 179)
Pevsner refers to the niches of aisles also being Roman, with a twist. The nave is twice as high as it is wide, the ground floor and clerestory are of equal height. The aisles have square bays, ½ as wide as high, the nave has 4 ½ squares, with the odd half to be disposed of in a special way. The ground plan in S. Spirito departs from Romanesque or Gothic churches, and is, again, in a large, Latin cross plan.
Image: Nickolaus Pevsner: Plan of Santo Spirito (p. 178)
The transepts are identical with the choir, with an aisle running around all three, and a dome over the crossing makes us feel as if we are in a centrally planned church (very Roman, very un-medieval). Pevsner argues that these proportions contribute to the effect of a “serene order which the interior produces.” Risebero argues that the laws of perspective are clearly used in S. Spirito, and the church contains a “richness of spatial effect” that could have only come from rigorous preplanning.
Image: Bill Risebero: Plan and facade of Spirito Santo, with a plan of San Lorenzo for comparison (p. 125)
Both Pevsner and Risebero make note that Brunelleschi had an eclectic architectural style stemming from Classical, Gothic, and Romanesque influences. However, Renaissance design would eventually move from eclecticism to a heavily emphasized Classicism. This is best seen in the works of Leon Battista Alberti.
Leon Battista Alberti (1404-1472)
Left: Sketch of Alberti, published in ALBERTI, Leon Battista (1804) Della pittura e della statua, Societa Tipografica de' Classici Italiani, Milano
Right: Painting of Alberti from www.precinemahistory.com
All three authors spend a relatively large amount of time discussing the life of Leon Battista Alberti. Fletcher calls him a “scholar”, Pevsner a “brilliant dilettante”, and Risebero an “academic”. Alberti was accomplished in the areas of literature, music, athletics, painting, poetry, religion, philosophy, linguistics, among other fields. He is most notably and most often called, however, an architect. Yet as scholar James Beck argues “to single out one of Leon Battista's 'fields' over others as somehow functionally independent and self-sufficient is of no help at all to any effort to characterize Alberti's extensive explorations in the fine arts."( 9) Despite the labeling problem, it is Alberti’s feats in architecture that most concerns us. Not surprisingly, Alberti came from a wealthy Florentine family and was well-educated. Pevsner argues that Alberti’s rise to fame marks a new type of architect in the history of the profession. Brunelleschi and Michelangelo were sculptor-architects, Giotto and Da Vinci were painter-architects, but Alberti was the “dilettante-architect”. Normally, a man of his means would have no interest in the degrading manual labor of an architect, but in the Renaissance world, architecture was seen as incorporating math, philosophy, and history. Alberti’s interest in architecture stemmed from reading Vitruvius. Inspired by the work and system behind the styles of Antiquity, he sought to revive it. Fletcher argues that this work largely “influenced men’s minds in favor of the revived Roman style.” Risebero notes that the study of Vitruvius led Alberti to publish his first book De Re Aedification (1485) and was the first author since Vitruvius himself to lay down a set of theoretical design rules for architecture. According to Fletcher, Alberti’s work exhibits more decorative treatment and is less massive than that of Brunelleschi.
Basilica di Sant'Andrea di Mantova, Mantua Italy, Alberti, 1462-1512
Alberti’s last work was S. Andrea in Mantua, but the church was not completed until 40 years after his death. The plan is a massive Latin-cross building.
Image: Bannister Fletcher's sketch of San Andrea in Mantua: plan, part longitudal section, and facade of porch (p. 465)
Fletcher marks this church as notable and important because it is the ‘type’ for all Renaissance churches. Pevsner calls it the illustration of an “all-pervading order.” The church consists of a single nave with transepts; the interior indeed reflects a single order on pedestals supporting a barrel vault.
Image: Nickolaus Pevsner's sketch of San Andrea in Mantua (p. 196)
The chapels alternate with the entrance vestibules. Fletcher argues that these take the place of the customary aisles on each side of the nave. Similar to S. Spirito, the east parts form a central composition, but the traditional nave and aisles have side chapels instead, making them not part of the eastward movement but rather a series of minor centers. The columns are replaced with pilasters. Crossing the nave with the transept is a dome on pendentives, forming the type in which future church work would be done. Windows light the interior of the base of the dome. Both Fletcher and Pevsner refer to the perfection of the proportions.
Image: Facade of San Andrea in Mantua from: http://architecturetraveljournal.blogspot.com/2008/02/santandrea-mantua.html
Fletcher calls S. Andrea one of the “grandest in style,” Pevsner refers to its “deeply restful harmony,” and Risebero calls it a “grand Roman character.”
Image: Bill Risebero's sketch of San Miniato, Santa Maria Novella, and San Andrea Mantua, visually comparing the development of the church facade in the Renaissance (p. 125)
The front façade is reminiscent of a Roman triumphal archway and Risebero visually traces the development of such a façade, the climax being S. Andrea Mantua where it became a total façade, only partially concealing the basilica behind.
Donato Bramante (1444-1514)
Sketch of Bramante from http://en.wikipedia.org/wiki/Donato_Bramante
In architecture, the period we call the ‘High Renaissance’ has specific meaning. It refers to the period where discovery and experimentation in architecture was over and architects instead worked within what Risebero calls an “accepted framework of knowledge and set formulae.” Scholars consider the three greatest architects of the High Renaissance to be: Bramante, Raphael, and Michelangelo. Donatello Bramante was the oldest of the three, and trained as a painter. Risebero illustrates his humble origins; he came from a poor background but his extraordinary talents allowed him to train as a painter in Urbino. Pevsner notes before going to Rome, he first traveled to Milan sometime between 1477-1480. His early work presupposes knowledge of S. Andrea in Mantua, and a connection to several sketches done by Leonardo da Vinci.
Image: Sketches completed by Leonardo da Vinci, most likely influenced the works of Bramante. (Pevsner p. 202)
In 1499, Bramante dramatically altered his style upon relocating to Rome. He eventually occupied the same position in Rome as Brunelleschi had in Florence. As stated previously, the Catholic Church was losing spiritual influence in this period, but were it lost in influence, it gained tremendously in wealth. Risebero argues that the Church used its vast wealth to demonstrate strong spiritual influence- in building form. Bramante was the main agent of that demonstration.
The Tempietto in the San Pietro in Montorio, Rome Italy, Bramante, 1502-1510
Image: Photograph of the Tempietto from: http://www.friendsofart.net/en/art/donato-bramante/tempietto
Fletcher refers to the Tempietto as a “perfect gem of architecture.” Pevsner refers to this structure as the “first monument of the High Renaissance” meaning that the structure has a more sculptural quality than an architectural one. Risebero calls it a “minor masterpiece”.
Image: Bannister Fletcher's sketch of the Tempietto: elevation and section (p. 468)
The structure is in the form of a small Roman temple and built in the courtyard of church of S. Pietro as a site to mark the spot on which St. Peter was supposedly crucified and subsequently martyred. Pevsner argues that it can be called a large reliquary, because Bramante wanted to alter the courtyard into a circular cloister to house the small temple. Its dimensions are small, 4.5 meters or 15 feet across internally. It is surrounded by a Doric peristyle, with a drum and dome on top. The columns are in the Doric Tuscan style; Bramante was the first to use this severe, unadorned order. Pevsner calls the structure initially “forbidding” due to the severe columns and the classical entablature that adds both weight and strictness.
The Tempietto lacks decoration of any kind except for the meotopes and shells in the niches. The proportions are perfect; they are simple and repeated in the lower and upper floors, giving this small “gem” a dignity far beyond its size. Pevsner proclaims, "space seems defeated here and Bramante has accomplished the ideal Renaissance expression of architectural volume." The Tempietto is a 16th century tribute to the Roman past, a conscious decision to emulate antiquity on part of the architect, and this fact all three authors can agree on.
Image: Bill Risbero's sketch of the Tempietto: section, plan, and sketch of building (p. 128)
A small, circular temple, Risebero argues, reflects an attempt to associate the church with the cosmos, and the most perfect symbol of the cosmos was that of a circle. While only thirty types of circular churches were created during the Renaissance, the Tempietto stands as one of architectural accomplishment; it dignifies both the Roman and Christian past, while placing the church in the context of a universal notion of the contemporary Catholic Church.
References:
Beck, James. "Leon Battista Alberti and the 'Night Sky' at San Lorenzo", Artibus et Historiae 10. No. 19 (1989:9–35)p. 9
Fletcher, Banister. A History of Architecture. 5th ed. London: Batsford, 1896. PDF.
Pevsner, Nikolaus. An Outline of European Architecture. [New York]: Penguin, 1978. Print.
Risebero, Bill. The Story of Western Architecture. Cambridge, MA: MIT, 1997. Print.
Nikolaus Pevsner, in an Outline of European Architecture, argues that the Renaissance was created for the merchants of Florence, bankers to the powerful Kings of Europe, the latter who embarked on Gothic building programs. Why the Renaissance emerged in Florence first, Pevsner attributes to a, “particular social situation coincided with a particular nature of country and people, and a particular historical tradition.” (174) Specifically, Pevsner argues that the location of Florence allowed a trading republic to flourish and the historical traditions of Etruscan art to hold an artistic legacy. The result of such prosperity was worldly, humanistic ideas rather than transcendental ones. These ideas, and the fact that Florentines were, “clear, keen, and proud” (175) allowed this particular culture to rediscover and adopt Roman Antiquity.
Bannister Fletcher, in A History of Architecture, focuses on the advances in technology and political situation as having a clearer effect on Florence being the genius loci of the Renaissance. He argues that three major advances- gunpowder, the mariner’s compass, and especially the printing press, propelled large shifts forward in Europe.The invention of printing led to the spread of knowledge and freedom of thought all over Europe. However, different places experienced different results. In Germany, this led to the Reformation and in Italy, this led to the Renaissance. This new freedom of thought and flow of information also compelled writers like Dante and Petrarch to rediscover classical texts. Their efforts were combined with a dire political situation: the fall of Constantinople in 1453. The fall of such a cosmopolitan and worldly city brought an influx of Greek scholars into Italy, and thus the knowledge that had been lost in Western Europe during the Middle Ages was rediscovered in Italy during this time. Most importantly for architecture, was the rediscovered work of Vitruvius, specifically De Architectura. Fletcher believed it was easy for the Florentines to find an immediate affinity with Classicism because the remnants of the ancient Roman Empire were literally all around them in ancestry, buildings, roads, and other structures. Without Gothic architecture or feudalism taking hold in Italy, the spirit of municipal enterprise emerged instead. Fletcher attributes the lack of Gothic building in Italy with a church-wide impetus to instead build during the Renaissance.
While both Pevsner and Fletcher entitled their respective chapters “Renaissance”, Bill Risebero, in The Story of Western Architecture, titled his chapter on the Renaissance “The Growth of Capitalism”. This is a clear indication of the driving force of this era, according to Risebero, and also a framework to interpret how such events unfolded. In countries like Germany, France, and Spain, the weakening of the Catholic Church ( due to many factors including the Great Schism of 1378) led royal or bourgeois patronage to become increasingly common in the church building process. Without power and money, the Catholic Church relied on the rich and powerful regional lords to contribute money for both structures, as well as influence. Rich lords and barons simultaneously built their own fortified castles alongside great cathedrals. Within their domains, these lords were producing massive amounts of raw materials to ship in and outside of Europe. It was Italy, the gateway between west and east, that pioneered modern commerce in this period. Italy gave loans, credit, and financial backing to northern Europe, while northern Europe supplied Italy with the raw materials needed to trade in the east. It seems logical to assume that incredible wealth was circulating. Indeed it was, but for a very small percentage. The gap was growing between rich and poor all over Europe. The Black Death, beginning in 1348, killed between 25-33% of the population in affected areas. Economically in the short term this devastated Europe. There was no one to work the fields, gather harvests, or engage in trade. However, the long-term effects were positive. Now stuck in an uncertain world, humanism grew in the arts, and defiance of accepted religious tenets grew amongst the educated and wealthy. Workers, now seeing labor at a premium, demanded more rights and better conditions. Like Fletcher, Risebero argues three developments propelled the Renaissance in Italy: the printing press, the rediscovery of an Imperial Roman past, and the rise of the new merchant aristocracy. With a weakened church and a thriving economy, this new class of people seized absolute power all over Italy. Each prince wanted to make their city the greatest and most powerful, so they provided patronage to artists of all kinds to improve their respective regions and bring prestige to the family and the city. In architecture, this was poignantly evident, and both great church and secular building developed.
Role of the Architect:
Pevsner argues that when Florence appointed Giotto, a famous painter, as the new master-mason to the cathedral and city, this marked the beginning of a new period in the professional history of architecture. The vastly wealthy and powerful Medici wanted their city's master-mason, the man in charge of all building, to be someone renowned, and Giotto was indeed famous- as a painter, not an architect. Great architects of this time were not typically architects by training; they were usually given positions outside of their craft simply because they were great artists. Cosimo Medici first called a painter, in recognition of his genius, divine. It would be Da Vinci who argued that painting and architecture should no longer be thought of as trade-arts, but rather as liberal arts. He demanded a new attitude from the patron, as well as a new attitude from artists concerning their own work. Leonardo believed artists should approach their craft from an academic manner. This academic spirit included the study of antiquities and rediscovery of the Roman Imperial past for artists in such fields of painting, sculpting, and masonry. Indeed, this academic approach not only encouraged study of the past, but also improvement of the present. With the discovery of the laws of perspective in 1425, painters and architects also sought to find rational proportions for their works and buildings. For the first time, we see an enthusiasm for space in the West, unknown or unseen in Antiquity.
Fletcher agrees that most architects were not ones by profession. Lacking the master-masons and designers that northern Europe had during the Middle Ages, Italy instead had skillful painters, sculptors, jewelers, and metal-workers such as goldsmiths and silver workers. Not only did these artisans consult architects on buildings, some of them would become architects themselves. Fletcher attributes this class of artisans to the people of Florence having “good taste.” This taste led to structures perceived and executed as works of art instead of simply the culmination of form and structural needs. He also argued that because of the wide use of artisans, the Renaissance became the “age of accessories.” Things like gold, iron, silver, tombs, monuments, altars, and fountains were highly regarded, built often, and considered special, individual stylistic features of the architect. Less concerned with the approach of architecture as an academic discipline, Fletcher argues that since most architects were trained in other areas, architects of the Renaissance were attracted by the external, sculptural quality of ancient Roman art; they saw the form as a simple vessel for the decoration. Construction, therefore, mostly followed the existing traditions of the Middle Ages, which did not separate the structure from the decoration. Their ignorance of Roman methods, such as forming the main walling of concrete and casing it with marble, stone, or brick was not followed. Instead, architects saw the building as a “picture with pleasing combinations of lines and masses than as a structure of utility.”
Risebero sees the profession of the architect through an economic lens, and the development between northern and southern Europe as far less admired by the ruling classes than our other authors posit. He argues that the medieval architect, no matter how gifted in his abilities, was prized as an asset to the wealthy, but still despised as a manual laborer. In 15th century Florence, the architect was not even really considered a profession in itself. An architect then had no choice but to approach it from one of the more recognized crafts: jewelry, silver-smithing, painting, sculpture, masonry, or carpentry. These positions were no longer inherited, as craft passed from generation to generation in the past, but rather had to be attained. Many artists fought viciously for their status: some refused to do any manual work whatsoever (instead they dedicated themselves to philosophy and natural science, more acceptable socially), while others married into nobility. With a higher status for the architect, came greater freedom of expression. In northern Europe, the architect lost something in this development. In the static, feudal society, the relationship between designer and user was better defined and closer. With the growth of capitalism, relationships became more complicated and more alienated. But in Florence, this alienation was not yet quite complete in the 15th century, architects in Florence enjoyed great independence, high status, and patronage from the merchant prince. What ensued was, “a great outburst of architectural achievement.” (121)
Renaissance Architecture versus Gothic:
In Renaissance architecture, the position of every detail of the building is determined, no shifting is possible, argues Pevsner. As a result, the viewer feels the contrast of Renaissance and Gothic sharply and distinctly. Buildings of the Renaissance are static, an aesthetic whole consisting of self-sufficient parts. In the Gothic tradition, an awareness of escalation is predominant everywhere. For example, the height of piers is not ruled by the width of bays or the depth of the capital in Gothic architecture- motif follows motif. “The beginning and the end are not fixed in time or space but are influenced by piety of generation after generation.” Like Renaissance architecture, the Romanesque is also static, it has clearly defined spatial units, walls are important in both the Renaissance and the Romanesque, but the Romanesque wall is inert as the architect seeks to express might and mass to the smallest detail possible. furthermore, sculptors did not rediscover the beauty of the human body in the Romanesque. In Renaissance architecture, the walls are active and dynamic, influenced by decorative elements which in their sizes and arrangement follow human reasoning. Arcades are lighter and more open, graceful columns seem animate, and the Renaissance keeps a human scale, it is never overwhelmed by size, evident in the sketch of the “Vitruvian Man” by Leonardo Da Vinci. However, Fletcher disagrees with Pevsner's concept of human scale in the Renaissance. Fletcher argues that the human figure is “abandoned as a scale, the statuary being often much larger than life-size” while the Gothic adheres to the human figure scale, “thus helping in giving relative value to parts.” (444) He gives us visual examples of the statuary of St. Peters in Rome. While Risebero is silent on that particular issue, his book explores class-based relationships, so would perhaps argue that the early Renaissance architect, less regarded as the divine artist as Cosimo Medici proclaimed, was more conscious of the relationship between user and design. In the High Renaissance and later however, with large church commissions such as St. Peters, the human scale is abandoned in order to bring godly scale to the structure. In what is called Mannerist architecture, proportions and scale are intentionally distorted and playful, but could only be done so by a group of architects with the utmost understanding of the basic rules of Classical and Renaissance architecture, including, notions of human scale.
All three authors agree that the classic orders were used largely in facades and courtyards, and general attempted conformity to the ideas of ancient Roman architecture. Fletcher argues that this departs from the Gothic, where columns and orders were purely structural. He also adds that color was achieved in the Renaissance not through stained glass, but rather through opaque decorations: frescoes and mosaics.
Filippo Brunelleschi (1377-1446)
Lower Left: Sketch of Brunelleschi from (http://www.en.structure.de)
Lower Right: Presumed depiction in Resurrection of the Son of Theophilus, Masaccio (www.wikipedia.com)
All three authors mention Brunelleschi as Florence-born and trained as a goldsmith (although Risebero also claims him as a sculptor by trade). Risebero spends the most time detailing Brunelleschi’s rise to fame. He began his rise to stardom in 1401 by winning a competition entry for the bronze doors of the Florentine Baptistery. Both Fletcher and Risebero outline his subsequent interest in architecture, including his trip to Rome to study and sketch the monumental buildings, especially the features and construction of the Pantheon. This would have a considerable effect on his architecture. In 1418, Brunelleschi won a competition to complete the cathedral Santa Maria del Fiore. He wanted to construct a dome over the crossing without using formwork, but a Florentine Board of Works was skeptical. To prove it could be done, Brunelleschi tried it out on a smaller scale at the church San Jacopo Oltrarno. Fletcher argues that Brunelleschi’s main objective in his career was to complete the unfinished dome over the Cathedral of Florence, but Risebero sees that as a very small feat for the architect. Ignoring earlier accomplishments, Pevsner’s story of Brunelleschi begins with the him being “chosen” to complete the cathedral of Florence by adding the dome over the crossing. Pevsner adds that the construction and shape of the dome is distinctly Gothic in character, while both Risebero and Fletcher focus on the Roman traditions within the dome. All three entertain the theory that Brunelleschi was the first to apply the laws of perspective to architecture, and they all certainly agree that he is the first one to use it prominently in building.
Santo Spirito, Florence Italy, Brunelleschi, 1428-1446
Image: Bannister Fletcher's sketch of Santo Spirito: detail of entablature, plan, and longitudal section. (p. 453)
Fletcher places San Spirito in context with other churches of the time, specifically with S. Lorenzo in Florence, built in 1425. Both are examples of churches on the basilican plan, with S. Spirito having aisles formed around the transepts and choir, a flat wooden ceiling to the nave, and a flat roof. Pevsner agrees but makes a clear connection to the Romanesque influences apparent in these features. Fletcher argues S. Spirito is probably the earliest instance where isolated fragments of entablature are placed on each column with the arches springing from these, but Pevsner sees a clear Roman connection in the bases and capitals of Corinthian columns and the entablature.
Image: Nickolaus Pevsner: photograph of the nave and altar of Santo Spirito (p. 179)
Pevsner refers to the niches of aisles also being Roman, with a twist. The nave is twice as high as it is wide, the ground floor and clerestory are of equal height. The aisles have square bays, ½ as wide as high, the nave has 4 ½ squares, with the odd half to be disposed of in a special way. The ground plan in S. Spirito departs from Romanesque or Gothic churches, and is, again, in a large, Latin cross plan.
Image: Nickolaus Pevsner: Plan of Santo Spirito (p. 178)
The transepts are identical with the choir, with an aisle running around all three, and a dome over the crossing makes us feel as if we are in a centrally planned church (very Roman, very un-medieval). Pevsner argues that these proportions contribute to the effect of a “serene order which the interior produces.” Risebero argues that the laws of perspective are clearly used in S. Spirito, and the church contains a “richness of spatial effect” that could have only come from rigorous preplanning.
Image: Bill Risebero: Plan and facade of Spirito Santo, with a plan of San Lorenzo for comparison (p. 125)
Both Pevsner and Risebero make note that Brunelleschi had an eclectic architectural style stemming from Classical, Gothic, and Romanesque influences. However, Renaissance design would eventually move from eclecticism to a heavily emphasized Classicism. This is best seen in the works of Leon Battista Alberti.
Leon Battista Alberti (1404-1472)
Left: Sketch of Alberti, published in ALBERTI, Leon Battista (1804) Della pittura e della statua, Societa Tipografica de' Classici Italiani, Milano
Right: Painting of Alberti from www.precinemahistory.com
All three authors spend a relatively large amount of time discussing the life of Leon Battista Alberti. Fletcher calls him a “scholar”, Pevsner a “brilliant dilettante”, and Risebero an “academic”. Alberti was accomplished in the areas of literature, music, athletics, painting, poetry, religion, philosophy, linguistics, among other fields. He is most notably and most often called, however, an architect. Yet as scholar James Beck argues “to single out one of Leon Battista's 'fields' over others as somehow functionally independent and self-sufficient is of no help at all to any effort to characterize Alberti's extensive explorations in the fine arts."( 9) Despite the labeling problem, it is Alberti’s feats in architecture that most concerns us. Not surprisingly, Alberti came from a wealthy Florentine family and was well-educated. Pevsner argues that Alberti’s rise to fame marks a new type of architect in the history of the profession. Brunelleschi and Michelangelo were sculptor-architects, Giotto and Da Vinci were painter-architects, but Alberti was the “dilettante-architect”. Normally, a man of his means would have no interest in the degrading manual labor of an architect, but in the Renaissance world, architecture was seen as incorporating math, philosophy, and history. Alberti’s interest in architecture stemmed from reading Vitruvius. Inspired by the work and system behind the styles of Antiquity, he sought to revive it. Fletcher argues that this work largely “influenced men’s minds in favor of the revived Roman style.” Risebero notes that the study of Vitruvius led Alberti to publish his first book De Re Aedification (1485) and was the first author since Vitruvius himself to lay down a set of theoretical design rules for architecture. According to Fletcher, Alberti’s work exhibits more decorative treatment and is less massive than that of Brunelleschi.
Basilica di Sant'Andrea di Mantova, Mantua Italy, Alberti, 1462-1512
Alberti’s last work was S. Andrea in Mantua, but the church was not completed until 40 years after his death. The plan is a massive Latin-cross building.
Image: Bannister Fletcher's sketch of San Andrea in Mantua: plan, part longitudal section, and facade of porch (p. 465)
Fletcher marks this church as notable and important because it is the ‘type’ for all Renaissance churches. Pevsner calls it the illustration of an “all-pervading order.” The church consists of a single nave with transepts; the interior indeed reflects a single order on pedestals supporting a barrel vault.
Image: Nickolaus Pevsner's sketch of San Andrea in Mantua (p. 196)
The chapels alternate with the entrance vestibules. Fletcher argues that these take the place of the customary aisles on each side of the nave. Similar to S. Spirito, the east parts form a central composition, but the traditional nave and aisles have side chapels instead, making them not part of the eastward movement but rather a series of minor centers. The columns are replaced with pilasters. Crossing the nave with the transept is a dome on pendentives, forming the type in which future church work would be done. Windows light the interior of the base of the dome. Both Fletcher and Pevsner refer to the perfection of the proportions.
Image: Facade of San Andrea in Mantua from: http://architecturetraveljournal.blogspot.com/2008/02/santandrea-mantua.html
Fletcher calls S. Andrea one of the “grandest in style,” Pevsner refers to its “deeply restful harmony,” and Risebero calls it a “grand Roman character.”
Image: Bill Risebero's sketch of San Miniato, Santa Maria Novella, and San Andrea Mantua, visually comparing the development of the church facade in the Renaissance (p. 125)
The front façade is reminiscent of a Roman triumphal archway and Risebero visually traces the development of such a façade, the climax being S. Andrea Mantua where it became a total façade, only partially concealing the basilica behind.
Donato Bramante (1444-1514)
Sketch of Bramante from http://en.wikipedia.org/wiki/Donato_Bramante
In architecture, the period we call the ‘High Renaissance’ has specific meaning. It refers to the period where discovery and experimentation in architecture was over and architects instead worked within what Risebero calls an “accepted framework of knowledge and set formulae.” Scholars consider the three greatest architects of the High Renaissance to be: Bramante, Raphael, and Michelangelo. Donatello Bramante was the oldest of the three, and trained as a painter. Risebero illustrates his humble origins; he came from a poor background but his extraordinary talents allowed him to train as a painter in Urbino. Pevsner notes before going to Rome, he first traveled to Milan sometime between 1477-1480. His early work presupposes knowledge of S. Andrea in Mantua, and a connection to several sketches done by Leonardo da Vinci.
Image: Sketches completed by Leonardo da Vinci, most likely influenced the works of Bramante. (Pevsner p. 202)
In 1499, Bramante dramatically altered his style upon relocating to Rome. He eventually occupied the same position in Rome as Brunelleschi had in Florence. As stated previously, the Catholic Church was losing spiritual influence in this period, but were it lost in influence, it gained tremendously in wealth. Risebero argues that the Church used its vast wealth to demonstrate strong spiritual influence- in building form. Bramante was the main agent of that demonstration.
The Tempietto in the San Pietro in Montorio, Rome Italy, Bramante, 1502-1510
Image: Photograph of the Tempietto from: http://www.friendsofart.net/en/art/donato-bramante/tempietto
Fletcher refers to the Tempietto as a “perfect gem of architecture.” Pevsner refers to this structure as the “first monument of the High Renaissance” meaning that the structure has a more sculptural quality than an architectural one. Risebero calls it a “minor masterpiece”.
Image: Bannister Fletcher's sketch of the Tempietto: elevation and section (p. 468)
The structure is in the form of a small Roman temple and built in the courtyard of church of S. Pietro as a site to mark the spot on which St. Peter was supposedly crucified and subsequently martyred. Pevsner argues that it can be called a large reliquary, because Bramante wanted to alter the courtyard into a circular cloister to house the small temple. Its dimensions are small, 4.5 meters or 15 feet across internally. It is surrounded by a Doric peristyle, with a drum and dome on top. The columns are in the Doric Tuscan style; Bramante was the first to use this severe, unadorned order. Pevsner calls the structure initially “forbidding” due to the severe columns and the classical entablature that adds both weight and strictness.
The Tempietto lacks decoration of any kind except for the meotopes and shells in the niches. The proportions are perfect; they are simple and repeated in the lower and upper floors, giving this small “gem” a dignity far beyond its size. Pevsner proclaims, "space seems defeated here and Bramante has accomplished the ideal Renaissance expression of architectural volume." The Tempietto is a 16th century tribute to the Roman past, a conscious decision to emulate antiquity on part of the architect, and this fact all three authors can agree on.
Image: Bill Risbero's sketch of the Tempietto: section, plan, and sketch of building (p. 128)
A small, circular temple, Risebero argues, reflects an attempt to associate the church with the cosmos, and the most perfect symbol of the cosmos was that of a circle. While only thirty types of circular churches were created during the Renaissance, the Tempietto stands as one of architectural accomplishment; it dignifies both the Roman and Christian past, while placing the church in the context of a universal notion of the contemporary Catholic Church.
References:
Beck, James. "Leon Battista Alberti and the 'Night Sky' at San Lorenzo", Artibus et Historiae 10. No. 19 (1989:9–35)p. 9
Fletcher, Banister. A History of Architecture. 5th ed. London: Batsford, 1896. PDF.
Pevsner, Nikolaus. An Outline of European Architecture. [New York]: Penguin, 1978. Print.
Risebero, Bill. The Story of Western Architecture. Cambridge, MA: MIT, 1997. Print.
Subscribe to:
Posts (Atom)